SEC: Shannon D. Doyle Fraud

Order of Suspension Pursuant to Rule 102(e)(2) of the Commission’s Rules of Practice. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/32jWFFP via IFTTT

SEC: ProPetro Holding Corp. and Dale Redman Fraud

Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings and Imposing a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative …

SEC: Ann M. Vick Fraud

Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3HNB3BS via IFTTT

SEC: Poloniex, LLC Fraud

Order Appointing Fund Administrator and Setting Administrator’s Bond Amount. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3nFTFMb via IFTTT

SEC: William Wright, CPA Fraud

Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3c7cK3n via IFTTT

SEC: Terraform Labs PTE, Ltd. and Do Kwon Charged With Fraud

SEC Files Subpoena Enforcement Action Against Terraform Labs and Its CEO. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3C8oNrJ via IFTTT

SEC: Gerald Fauth Charged With Fraud

SEC Obtains Court Order to Enforce Investigative Subpoena for Testimony. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3wHWLlW via IFTTT

SEC: Douglas A. Roth Fraud

Order of Suspension Pursuant to Rule 102(e)(2) of the Commission’s Rules of Practice. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3n3JaSx via IFTTT

SEC: American Cryptofed DAO LLC Fraud

Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3c5OkqN via IFTTT

SEC: Tommy Shek, CPA Fraud

Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Independent Accountant. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3C1D3Th via IFTTT