Author Archives: Scam Buster

SEC: Ozy Media, Inc. et al. Charged With Fraud

SEC Obtains Judgments and Bar Against Former Ozy Media Executives Charged in $50 Million Dollar Fraud. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/I9QoSPd via IFTTT

SEC: Cutter Financial Group LLC et al. Charged With Fraud

SEC Charges Investment Adviser with Defrauding Clients in Connection with Annuity Sales. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/8BIWuNQ via IFTTT

SEC: John Cucinella Fraud

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/w1tLCqu via IFTTT

SEC: Almost Never Films Inc. Fraud

Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/64fzBpC via IFTTT

SEC: deVere USA, Inc. Fraud

Order Directing Second Disbursement of Fair Fund. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/PVibkN2 via IFTTT

SEC: Sica Wealth Management, LLC and Jeffrey C. Sica Fraud

Order Directing Disbursement of Fair Fund. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/Y9OIuVT via IFTTT

SEC: Ho Wan Kwok (a/k/a Miles Guo, Miles Kwok, Wengui Guo and Brother Seven), Kin Ming Je (a/k/a William Je), Mountains of Spices LLC (d/b/a New York Farm), and G Club Operations LLC, Defendants, and Mei Guo, Qiang Guo (a/k/a Mileson Guo), Hing Chi Ngok, and Sin Ting Rong, Relief Defendants Charged With Fraud

SEC Charges Exiled Chinese Businessman Miles Guo and His Financial Advisor William Je in $850 Million Fraud Scheme. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/gjTYZ50 via IFTTT

SEC: Darius Karpavicius, HMC Trading, LLC, and HMC Management Charged With Fraud

SEC Charges Darius Karpavicius in $4 Million Offering Fraud for Operating Tbo Capital Group and Gray Capital Group. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/38EKUt1 via IFTTT

SEC: Brian Robert Sodi, et al. Charged With Fraud

Court Issues Amended Final Judgment Against Penny Stock “Mailman” and His Two Companies. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/DibBe5I via IFTTT