SEC: Securities America Advisors, Inc. Fraud

Notice of Amended Proposed Plan of Distribution and Opportunity for Comment. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/mYOc9fF via IFTTT

SEC: Goldman Sachs Asset Management, L.P. Fraud

Order Instituting Administrative And Cease-and-Desist Proceedings, Pursuant To Sections 203(E) And 203(K) Of The Investment Advisers Act Of 1940, Making Findings, And Imposing Remedial Sanctions And A Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/KgvkI0D

SEC: Legal & General Investment Management America, Inc. Fraud

Order Instituting Administrative And Cease-and-Desist Proceedings, Pursuant To Sections 203(E) And 203(K) Of The Investment Advisers Act Of 1940 And Sections 9(B) And 9(F) Of The Investment Company Act Of 1940, Making Findings, And Imposing Remedial Sanctions And A Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of …

SEC: Ruben James Rojas Charged With Fraud

Former Montebello Unified School District Official Agrees to Pay $50,000 and Admit Wrongdoing in Connection with $100 Million Bond Offering. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/Zd6Ng0i via IFTTT

SEC: Daniel Moser Fraud

Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/C76ilN2 via IFTTT

SEC: American CryptoFed DAO, LLC Fraud

Order Fixing Time and Place of Public Hearings and Instituting Administrative Proceedings Pursuant to Section 8(d) of the Securities Act of 1933. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/eklJGz0 via IFTTT

SEC: American CryptoFed DAO, LLC Fraud

Order Fixing Time and Place of Public Hearings and Instituting Administrative Proceedings Pursuant to Section 8(d) of the Securities Act of 1933. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/eklJGz0 via IFTTT

SEC: Centaurus Diamond Technologies, Inc. Fraud

Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Centaurus Diamond Technologies, Inc.. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/Mql6ekx via IFTTT

SEC: The American Energy Group, Ltd. Fraud

Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to the American Energy Group, Ltd.. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/gwljTa2 via IFTTT

SEC: Jason Jianxun Tang, CPA Fraud

Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, and Notice of Hearing. Leave a like and a comment on the blog to spread the …