SEC: Covia Holdings Corp. Fairmount Santrol Holdings Inc. Fraud

Order Approving Plan of Distribution. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3Fq05oy via IFTTT

SEC: CMG Capital Management Group, Inc. Fraud

Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3Gq6aT9

SEC: O.N. Investment Management Company Fraud

Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3tf4Yyh

SEC: David S. Sargent and Christopher M. Klundt Charged With Fraud

SEC Charges Two Friends and Former Business Associates with Insider Trading. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/3qgqlx6 via IFTTT

SEC: Comprehensive Capital Management, Inc. Fraud

Order Instituting Adminstrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings and Imposing Remedial Sanctions, and a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3HZdyoZ

SEC: tZERO ATS, LLC Fraud

Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3nebcdH

SEC: Michael F. Shillin Charged With Fraud

SEC Obtains Partial Judgment Against Wisconsin Investment Adviser Charged with Defrauding Clients. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/3nbQP0M via IFTTT