SEC: S&P Dow Jones Indices LLC Fraud

Order Approving Plan of Distribution. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/Bta0DHO via IFTTT

SEC: Peter J. Baker Fraud

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/ng4KMTH via IFTTT

SEC: Frederick L. Sharp et al. Charged With Fraud

SEC Obtains Final Judgment Ordering Mastermind of International Microcap Fraud Scheme to Pay $52,925,214. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/4QIpf0z via IFTTT

SEC: Lev Parnas and David Correia Charged With Fraud

SEC Obtains Partial Judgment Against Fraud Guarantee Co-Founder for Engaging in Fraudulent Securities Offering. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/Y8xtlHD via IFTTT

SEC: Steven F. Muntin Fraud

Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/tvncgyH via IFTTT

SEC: Robert Charles High, II Fraud

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/wVhaJQ3

SEC: Lev Parnas Fraud

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/UlibRY1 via IFTTT