SEC: Orthofix International N.V., et al. Fraud

Order Authorizing the Transfer to the U.S. Treasury of Any Funds Returned to the Fair Fund in the Future, Discharging the Fund Administrator, Cancelling the Administrator’s Bond, and Terminating the Fair Fund. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: …

SEC: Momentus, Inc., et al. Fraud

Order Appointing Tax Administrator. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/7sCQ6MG via IFTTT

SEC: David S.Y. Chang Fraud

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative …

SEC: Charlie Abujudeh Charged With Fraud

SEC Obtains Over $5 Million Final Judgment Against Individual in Multi-Million Dollar Microcap Pump and Dump Scheme. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/kQsRIz4 via IFTTT

SEC: Bloomberg Finance L.P. Fraud

Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/DQ5lRWH via IFTTT

SEC: Robert Donald Bruce Genovese, et al. Charged With Fraud

SEC Obtains Final Judgment Against Former Head of Investment Banking At Defunct Broker-Dealer. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/pIUz2o0 via IFTTT

SEC: Terrance Reagan and Nathaniel Clay Charged With Fraud

SEC Charges Two Former Brokers for Recommending Frequent-Trading Strategies Without a Reasonable Basis. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/fY8r0Jy via IFTTT

SEC: DaRayl D. Davis Fraud

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/URXs47g

SEC: James Stuart Adams Fraud

Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/vmYAMfb via IFTTT

SEC: Water Now, Inc. Fraud

Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/Jhq1Rvf via IFTTT