Order Making Findings, Imposing Remedial Sanctions, and a Cease-and-Desist Order Pursuant to Section 4C of the Securities Exchange Act of 1934, Section 203(k) of the Investment Advisers Act of 1940, and Rule 102(e) of the Commission’s Rules of Practice. Leave a like and a comment on the blog to spread the word of this case. How bad was it?
from SEC.gov Updates: Administrative Proceedings https://ift.tt/I2zqB9V
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