Tag Archives: U.S. Securities and Exchange Comission

SEC: R-Tec Holding, Inc., RTR, Inc. and SCAPPLE Inc.

Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934 from SEC.gov Updates: Administrative Proceedings https://ift.tt/2l4VRzr via IFTTT

SEC: Christopher Fulco (a/k/a Christian Anthony, Johnathan Stewart, and Michael Barron), and JM Capital Holdings LLC, as Defendants, and Jamie Milione, as Relief Defendant

SEC Charges Previously-Barred Broker and His Firm with Offering Fraud from SEC.gov Updates: Litigation Releases https://ift.tt/2kVMthF via IFTTT

SEC: Brandon Sprankle, CPA

Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order from SEC.gov Updates: Administrative Proceedings https://ift.tt/2kTAdOI via IFTTT

SEC: PricewaterhouseCoopers LLP

Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order from SEC.gov Updates: Administrative Proceedings https://ift.tt/2m9hHSu via IFTTT

SEC: Raymond J. Pirrello, Jr.

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions from SEC.gov Updates: Administrative Proceedings https://ift.tt/2m8n7gy via IFTTT