SEC Obtains Sanctions Against Lek Securities and CEO, Including Bar Against CEO from SEC.gov Updates: Litigation Releases https://ift.tt/312M7Vn via IFTTT
Tag Archives: U.S. Securities and Exchange Comission
SEC: Lek Securities Corporation and Samuel Lek
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions from SEC.gov Updates: Administrative Proceedings https://ift.tt/2M56CfO via IFTTT
SEC: IFS Securities
Order Appointing Tax Administrator from SEC.gov Updates: Administrative Proceedings https://ift.tt/2OLohuX via IFTTT
SEC: Daniel Rivas, et al.
Traders in Serial Insider Trading Scheme Agree to Settle SEC Charges from SEC.gov Updates: Litigation Releases https://ift.tt/311QEY0 via IFTTT
SEC: American Patriot Brands, Inc. a/k/a The Grilled Cheese Truck, Inc. and Big Tree Group, Inc.
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to American Patriot Brands, Inc. a/k/a the Grilled Cheese Truck, Inc. from SEC.gov Updates: Administrative Proceedings https://ift.tt/2AZMRQv via IFTTT
SEC: Harold Wasserman
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions from SEC.gov Updates: Administrative Proceedings https://ift.tt/35i6fGg via IFTTT
SEC: Golden Rush, Inc., LeGall Holdings, Inc. and My Healthy Access, Inc.
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Golden Rush, Inc. from SEC.gov Updates: Administrative Proceedings https://ift.tt/2q0SifX via IFTTT
SEC: Hengyi International Industries Group, Inc., Jacobs Financial Group, Inc. and Ranger Gold Corp.
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Jacobs Financial Group, Inc. from SEC.gov Updates: Administrative Proceedings https://ift.tt/322fEQ6 via IFTTT
SEC: Michael Siva
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions from SEC.gov Updates: Administrative Proceedings https://ift.tt/33msj0R via IFTTT
SEC: Blockchain Solutions, Inc. and Universal Resources (f/k/a Global Immune Technologies Inc.)
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Blockchain Solutions, Inc. from SEC.gov Updates: Administrative Proceedings https://ift.tt/33i3FhP via IFTTT