Tag Archives: U.S. Securities and Exchange Comission

SEC Charges Greenwood Hall, Inc., PMX Communities, Inc. and SurePure, Inc.

Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Pmx Communities, Inc. from SEC.gov Updates: Administrative Proceedings https://ift.tt/2QOaNzs via IFTTT

SEC Charges David F. Bandimere

Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934 from SEC.gov Updates: Administrative Proceedings https://ift.tt/2KSDSpC via IFTTT

SEC Charges Calumet Specialty Products Partners, L.P.

Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order from SEC.gov Updates: Administrative Proceedings https://ift.tt/2OiSG2J via IFTTT

SEC Charges Conrad A. Coggeshall, Defendant, and Business Owners Tax Relief, LLC, Relief Defendant

SEC Charges Man for Defrauding Elderly Investors from SEC.gov Updates: Litigation Releases https://ift.tt/37xLKGV via IFTTT

SEC Charges Channing Capital Management, LLC

Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order from SEC.gov Updates: Administrative Proceedings https://ift.tt/2D9jJY6 via IFTTT