Tag Archives: SEC.gov Updates: Administrative Proceedings

SEC: TMC Bonds, LLC

Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order from SEC.gov Updates: Administrative Proceedings https://ift.tt/2lhrwOm via IFTTT

SEC: Scott G. Huish

Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist …

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SEC: RARAN Corporation, Refco Public Commodity Pool, L.P. and Rent USA, Inc.

Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934 from SEC.gov Updates: Administrative Proceedings https://ift.tt/2lrAo3J via IFTTT

SEC: Pro Squared, Inc. and Protech Global Holdings Corp.

Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934 from SEC.gov Updates: Administrative Proceedings https://ift.tt/2mXfqu8 via IFTTT

SEC: Nexus Resources Corporation and Private Access, Inc.

Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934 from SEC.gov Updates: Administrative Proceedings https://ift.tt/2lg2Sh6 via IFTTT

SEC: Serge Matta

Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order from SEC.gov Updates: Administrative Proceedings https://ift.tt/2mUqdFj via IFTTT

SEC: Comscore, Inc.

Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order from SEC.gov Updates: Administrative Proceedings https://ift.tt/2mUqbNH via IFTTT

SEC: Strategic Planning Group, Inc., David A. Rourke and Jarrod A. Sherman

Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order from SEC.gov Updates: Administrative Proceedings https://ift.tt/2lqJs9d via IFTTT