Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 from SEC.gov Updates: Administrative Proceedings https://ift.tt/2OXJjGC via IFTTT
Tag Archives: SEC.gov Updates: Administrative Proceedings
SEC Charges Hengyi International Industries Group, Inc., Jacobs Financial Group, Inc. and Ranger Gold Corp.
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Ranger Gold Corp. from SEC.gov Updates: Administrative Proceedings https://ift.tt/32izFlS via IFTTT
SEC Charges Domenick Migliorato
Order Instituting Administrative Proceedings, Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions from SEC.gov Updates: Administrative Proceedings https://ift.tt/33xhEQJ via IFTTT
SEC: UQM Technologies, Inc.
Order Instituting Cease-And- Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order from SEC.gov Updates: Administrative Proceedings https://ift.tt/33mzGoP via IFTTT
SEC: John Busshaus, CPA
Order Instituting Public Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions from SEC.gov Updates: Administrative Proceedings https://ift.tt/2M7wuaN via IFTTT
SEC: Bakken Resources, Inc., Ireland Inc. and Worlds Mall, Inc.
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Bakken Resources, Inc. from SEC.gov Updates: Administrative Proceedings https://ift.tt/2OB1C4h via IFTTT
SEC: Gray Financial Group, Inc., et al.
Order Approving Plan of Distribution from SEC.gov Updates: Administrative Proceedings https://ift.tt/311xHow via IFTTT
SEC: Jeremy A. Licht d/b/a Jl Capital Management
Order Approving Plan of Distribution from SEC.gov Updates: Administrative Proceedings https://ift.tt/2Vv4bX7 via IFTTT
SEC: Northwest Biotherapeutics, Inc.
ORDER INSTITUTING CEASE-ANDDESIST PROCEEDINGS, PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING A CEASEAND-DESIST ORDER from SEC.gov Updates: Administrative Proceedings https://ift.tt/33m7tP8 via IFTTT
SEC: Lek Securities Corporation and Samuel Lek
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions from SEC.gov Updates: Administrative Proceedings https://ift.tt/2M56CfO via IFTTT
SEC Investigations 