Tag Archives: SEC.gov Updates: Administrative Proceedings

SEC: Brian Dee Matlock, CPA Fraud

Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Responsible for the Preparation or Review of Financial Statements Required to Be Filed with the Commission (Other Than as a Member of an Audit Committee as That Term Is Defined in Section 3(a)(58) of the Securities Exchange Act of 1934) …

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SEC: The Legal Funding Group of Georgia, LLC and Benjamin S. Eichholz Fraud

Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/gtO1Kp9 via IFTTT

SEC: Rollins, Inc. and Paul Edward Northen Fraud

Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings and Imposing a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative …

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SEC: Liberated Syndication Inc. Fraud

Corrected Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Liberated Syndication Inc.. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/cqwUdZ4 via IFTTT

SEC: Elliot Smerling Fraud

Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/wHKtG0u via IFTTT

SEC: Lynn D. Cawthorne Fraud

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/VcXWTKC …

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