Tag Archives: Litigation

SEC: Derek J. Slattery and TradeSmart Software RIC Corporation Charged With Fraud

SEC Charges Nevada Resident with Offering Fraud. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/Z8paVPu via IFTTT

SEC: Synergy Settlement Services, Inc., Foundation for Those with Special Needs, Special Needs Law Firm PLLC, Jason D. Lazarus, and Anthony F. Prieto, Jr. Charged With Fraud

SEC Charges CEO and President of Synergy Settlement Services with Fraudulent Operation of Special Needs Pooled Trusts: Defendants Allegedly Used Funds from Deceased Beneficiaries’ Accounts On Golf Tournaments and Beach Parties. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/mvKRiVI via IFTTT

SEC: David Lee Stone and John Robson, et al. Charged With Fraud

SEC Obtains Asset Freeze Against Idaho Residents in Trading Scheme. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/T7x8oWl via IFTTT

SEC: Cattlin et al, Page et al Charged With Fraud

SEC Obtains Judgment Against Corporate Officer Charged with Assisting Microcap Fraud Scheme. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/85HpjbB via IFTTT

SEC: Steven Chiang a/k/a Cyrus Kong, Eric Tippetts, James Hardy, and Maurice “Butch” Chelliah Charged With Fraud

SEC Alleges Fraud in Digital Asset Securities Offerings. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/7wZl6r8 via IFTTT

SEC: Block Bits Capital, LLC, Block Bits Capital GP I, LLC and Japheth Dillman, David B. Mata Charged With Fraud

SEC Charges Promoters of “Automated Cryptocurrency Fund” with Fraud and Registration Violations. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/uSXWFR0 via IFTTT

SEC: American Equities, Inc., American Eagle Mortgage Management, LLC, Ross C. Miles and Maureen T. Wile Charged With Fraud

SEC: Washington State Based Real Estate Investment Funds Managers Defrauded Investors for More Than a Decade. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/dNcpWHf via IFTTT