Order Appointing Tax Administrator. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/2I1sHwd via IFTTT
Tag Archives: Finance
SEC: Logitech International, S.A. Michael Doktorczyk and Sherralyn Bolles, CPA Fraud
Order Directing Disbursement of Fair Fund. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/360rVaY via IFTTT
SEC: Escondido Innovations, Inc. Fraud
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3l1UsU5 via IFTTT
SEC: Atlas Resources Series 33-2013 L.P. Fraud
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/389SwFj via IFTTT
SEC: Super Micro Computer, Inc. Fraud
Extension Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3oQaxOT via IFTTT
SEC: Howard Hideshima Fraud
Corrected Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/2Yx6StZ via IFTTT
SEC: Alan D. Seidel Fraud
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3edd5Sw via IFTTT
SEC: Bethany Liou and Golden California Regional Center, LLC Fraud
Order Extending Time to Enter an Order Approving or Disapproving Plan of Distribution. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/2HJGWpy via IFTTT
SEC: Steven L. Henning, CPA Fraud
Order of Suspension Pursuant to Rule 102(e)(2) of the Commission’s Rules of Practice. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3e9JhGf via IFTTT
SEC: an Application Filed Under Rule 193 of the Commission’s Rules of Practice and Section 203(f) of the Investment Advisers Act On Behalf of Eric D. Wanger for Consent to Associate with Burling Acquisition Group, LLC Fraud
Order Granting Consent to Associate. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/2J1TybW via IFTTT
SEC Investigations 