SEC: Martin A. Ruiz Fraud

Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 203(f) of the Investment Advisers Act of 1940. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/C2PnEms via IFTTT

SEC: Matthew O. Clason Charged With Fraud

Court Enters Final Judgment Against Connecticut Investment Adviser Charged with Stealing Client Funds. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/qdtV7kT via IFTTT

SEC: PIC Renegade Properties, LLC Fraud

Order Instituting Cease-and-Desist Proceedings Pursuant To Section 8A Of The Securities Act Of 1933, Making Findings, And Imposing Remedial Sanctions And A Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/EFY4vZP via IFTTT

SEC: SCF Investment Advisors, Inc. Fraud

Order Authorizing the Transfer to the U.S. Treasury of the Remaining Funds and Any Funds Returned to the Fair Fund in the Future and Terminating the Fair Fund. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/RPHfFzq via …

SEC: Carlos Sorondo Fraud

Order Instituting Administrative Proceedings Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/2dTD8S9 via IFTTT

SEC: Carlos Pingarron Fraud

Order Instituting Administrative Proceedings Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/YxJKaBZ via IFTTT

SEC: Douver Torres Braga, Joff Paradise, and Keleionalani Akana Taylor, Jonathan Tetreault Charged With Fraud

Trade Coin Club Raised Money from More Than 100,000 Investors Worldwide. Don’t forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/lxKIR6k via IFTTT

SEC: Cindy Vandivier a/k/a “Madison Brooke or Brookes” Fraud

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/SEV1uAI via IFTTT

SEC: Michael J. Assenza a/k/a “Michael Grimaldi and ” Fraud

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/ckHbBfM via IFTTT