Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Responsible for the Preparation or Review of Financial Statements Required to Be Filed with the Commission and as an Independent Accountant from SEC.gov Updates: Administrative Proceedings https://ift.tt/362Fhlt via IFTTT
Tag Archives: Admin
SEC Charges Bethany Liou
Order Appointing Tax Administrator from SEC.gov Updates: Administrative Proceedings https://ift.tt/2DFcSpC via IFTTT
SEC Charges Cynthia Holder, CPA
Order Making Findings and Imposing Remedial Sanctions and And- and a Cease-and-Desist Order Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission’s Rules of Practice from SEC.gov Updates: Administrative Proceedings https://ift.tt/2OvYKVK via IFTTT
SEC Charges Ronald J. Roach
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions from SEC.gov Updates: Administrative Proceedings https://ift.tt/2OLipQA via IFTTT
SEC Charges International Investment Group, LLC
Order Instituting Administrative Proceedings Pursuant to Section 203(e) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions from SEC.gov Updates: Administrative Proceedings https://ift.tt/34pTPv7 via IFTTT
SEC Charges Rodney L. Pope
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 from SEC.gov Updates: Administrative Proceedings https://ift.tt/2QSsuhe via IFTTT
SEC Charges Greenwood Hall, Inc., PMX Communities, Inc. and SurePure, Inc.
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Pmx Communities, Inc. from SEC.gov Updates: Administrative Proceedings https://ift.tt/2QOaNzs via IFTTT
SEC Charges Michael K. Martin
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing from SEC.gov Updates: Administrative Proceedings https://ift.tt/2DidC3P via IFTTT
SEC Charges David F. Bandimere
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934 from SEC.gov Updates: Administrative Proceedings https://ift.tt/2KSDSpC via IFTTT
SEC Charges Calumet Specialty Products Partners, L.P.
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order from SEC.gov Updates: Administrative Proceedings https://ift.tt/2OiSG2J via IFTTT
SEC Investigations 