Category Archives: Administrative Proceedings

SEC Charges Richard Andrew Mallion

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions from SEC.gov Updates: Administrative Proceedings https://ift.tt/2J2h45Y via IFTTT

SEC Charges Donald Toomer, Jr.

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions from SEC.gov Updates: Administrative Proceedings https://ift.tt/2OVtEaN via IFTTT

SEC Charges Green Ballast, Inc. and Lithium Exploration Group, Inc.

Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Lithium Exploration Group, Inc. from SEC.gov Updates: Administrative Proceedings https://ift.tt/2nTJ8B7 via IFTTT

SEC Charges Hengyi International Industries Group, Inc., Jacobs Financial Group, Inc. and Ranger Gold Corp.

Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Ranger Gold Corp. from SEC.gov Updates: Administrative Proceedings https://ift.tt/32izFlS via IFTTT

SEC Charges Domenick Migliorato

Order Instituting Administrative Proceedings, Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions from SEC.gov Updates: Administrative Proceedings https://ift.tt/33xhEQJ via IFTTT

SEC: UQM Technologies, Inc.

Order Instituting Cease-And- Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order from SEC.gov Updates: Administrative Proceedings https://ift.tt/33mzGoP via IFTTT

SEC: Bakken Resources, Inc., Ireland Inc. and Worlds Mall, Inc.

Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Bakken Resources, Inc. from SEC.gov Updates: Administrative Proceedings https://ift.tt/2OB1C4h via IFTTT