SEC Charges California Trader Engaged in Manipulative Trading Scheme Involving Covid-19 Claims. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/2AXcapw via IFTTT
SEC: Paul Horton Smith, Sr.; Northstar Communications, LLC; Planning Services, Inc.; and eGate, LLC Charged With Fraud
SEC Obtains Preliminary Injunction Against Fraudulent Investment Adviser Targeting Senior Citizens. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/2AYlGbO via IFTTT
SEC: Brandon E. Copeland and E.B. & Copeland Capital, Inc. Charged With Fraud
SEC Obtains Final Judgment Against Recidivist Investment Adviser, Including Enforcement of an SEC Order. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/2ziHnDe via IFTTT
SEC: Jana Faith Kiena, CPA Fraud
Order Instituting Public Administrative and Cease- And-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this …
SEC: Daniel F. Putnam, Jean Paul Ramirez Rico, Angel A. Rodriguez, MMT Distribution, LLC, R & D Global Charged With Fraud
SEC Obtains Assets Freeze in Cryptocurrency Mining and Trading Schemes. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/2MujCuW via IFTTT
SEC: Douglas Leighton Fraud
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/2Y98bhu via IFTTT
SEC: Jeremy A. Licht d/b/a JL Capital Management Fraud
Order Directing Disbursement of Fair Fund. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3czHgR5 via IFTTT
SEC: Fifth Street Management, LLC Fraud
Order Approving Application of Fund Administrator for Payment of Fees and Expenses and Approval of Future Fees and Expenses. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3dCyvar via IFTTT
SEC: Stiefel Laboratories Inc. and Charles W. Stiefel Charged With Fraud
Investors to Receive $37 Million from SEC Settlement with Stiefel Laboratories and Charles Stiefel. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/371wUsi via IFTTT
SEC: Tamara Steele and Steele Financial, Inc. Charged With Fraud
SEC Obtains Final Judgment Against Investment Adviser Charged with Fraud. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/2UdKuUd via IFTTT
SEC Investigations 