Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/2YKl6GV via IFTTT
SEC: Raymond J. Lucia Companies, Inc. and Raymond J. Lucia, Sr. Fraud
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940. Leave a like and a comment on the blog to spread …
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SEC: Richard T. Diver Fraud
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/2YUZkkb via IFTTT
SEC: Daniel Adams, Michael Flanders, Spiderworx Media LLC, and An L.A. Minute LLC Charged With Fraud
SEC Obtains Final Judgments Against Movie Director, His Partner, and Their Companies. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/2AK2wqq via IFTTT
SEC: Neil Burkholz, et al. Charged With Fraud
SEC Obtains Judgment Against Recipient of Ponzi Scheme Proceeds. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/2UKT7FY via IFTTT
SEC: Louis Navellier and Navellier & Associates, Inc. Fraud
Order Instituting Administrative Proceedings Pursuant to Sections 203(e) and 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/2AwK6cF via IFTTT
SEC: ChatAND, Inc., DTS8 Coffee Company, Ltd. and Greenfield Farms Food, Inc. Fraud
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Dts8 Coffee Company, Ltd.. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/37oAxse via IFTTT
SEC: Giga Entertainment Media Inc. et al. Charged With Fraud
SEC Obtains Final Monetary Judgment Against Giga Entertainment Media's Former De Facto CEO. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/2AXoBBK via IFTTT
SEC: PowerTradersPress.com, Inc., et al. Charged With Fraud
SEC Settles with Three Defendants in Boiler Room Scheme. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/2Ux9HZJ via IFTTT
SEC: Dubovoy, et al. Charged With Fraud
SEC Reaches Settlements with Traders in Newswire Hacking and Trading Scheme. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3cS2bPq via IFTTT
SEC Investigations 