SEC: Kevin R. Kuhnash and Jason P. Jimerson Charged With Fraud

Former CEO and Coo of Plastics Manufacturer Plead Guilty to Fraud Charges. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/30aFxPx via IFTTT

SEC: Mustafa David Sayid Charged With Fraud

SEC Obtains Final Judgments Against Two Lawyers in a Stock Manipulation Scheme. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/39DRgJf via IFTTT

SEC: Anthony Todd Johnson et al. Charged With Fraud

SEC Files Charges in $25 Million Cannabis-Related Offering Fraud. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3f7txCp via IFTTT

SEC: VALIC Financial Advisors, Inc. Fraud

Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. …

Continue reading "SEC: VALIC Financial Advisors, Inc. Fraud"

SEC: VALIC Financial Advisors, Inc. Fraud

Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) of the Securities Exchange Act of 1934 and 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How …

Continue reading "SEC: VALIC Financial Advisors, Inc. Fraud"

SEC: Celadon Financial Group LLC Fraud

Order Instituting Administrative and Cease-And- Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease- And-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative …

Continue reading "SEC: Celadon Financial Group LLC Fraud"

SEC: Mark L. Hopkins Charged With Fraud

(E.D. Michigan, Filed July 24, 2020). Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3eYuPQj via IFTTT

SEC: Harold L. Altvater Charged With Fraud

SEC Obtains Final Judgment Against Massachusetts Defendant in Insider Trading Case. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3hyADS0 via IFTTT

SEC: Leonardo Cornide and Jorge Falcon Fraud

Order Directing Third Payment of Certain Funds Received by the Commission. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/2WPCBFX via IFTTT