SEC Obtains Default Judgment Against Microcap Executive Charged with Defrauding Retail Investors. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3fwR5kz via IFTTT
SEC: Tommy Shek, CPA Fraud
Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Responsible for the Preparation or Review of Financial Statements Required to Be Filed with the Commission Other Than as a Member of an Audit Committee. Leave a like and a comment on the blog to spread the word of this …
SEC: Victor Lee Farias and Integrity Aviation & Leasing, LLC Charged With Fraud
SEC Charges CEO and Company with Defrauding First Responders and Others Out of Millions. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3i2lLLS via IFTTT
SEC: Complete Business Solutions Group Inc. dba Par Funding et al. Charged With Fraud
SEC Vs. Complete Business Solutions Group Inc. Dba Par Funding et al., No. 9:20-Cv-81205 ( S.D.Fl Filed Jul 31, 2020). Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3k6hbOT via IFTTT
SEC: Tanya R. Carro, CPA Fraud
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order. Leave a like and a comment on the …
SEC: Howard B. Schiller Fraud
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative …
SEC: J. Michael Pearson Fraud
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative …
SEC: Valeant Pharmaceuticals International, Inc. and n/k/a Bausch Health Companies Inc. Fraud
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative …
SEC: Birinyi Associates, Inc. Fraud
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/2PdEpnK …
SEC: Spotlight Innovation Inc. and Tempus Applied Solutions Holdings, Inc. Fraud
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Tempus Applied Solutions Holdings, Inc.. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/2XgdfB3 via IFTTT
SEC Investigations 