SEC Charges Owner of Real Estate Investment Company with Defrauding Investors. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3vKbWKf via IFTTT
SEC: Ivan Ramos Fraud
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3qTRH9u via IFTTT
SEC: Chris A. Dantin, and Christopher D. Dantin, David P. Ortiz, Andrew L. White Charged With Fraud
SEC Charges Additional Four Unregistered Brokers Who Sold $24 Million in 1 Global Securities to Retail Investors. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/30RkH70 via IFTTT
SEC: Andrew L. Fassari Charged With Fraud
SEC Obtains Emergency Asset Freeze, Charges California Trader with Posting False Stock Tweets. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/2QaJqRH via IFTTT
SEC: Joel M. Frank Fraud
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 21C of the Securities Exchange Act of 1934. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3qSQtvb via IFTTT
SEC: Ettro Capital Management Corp. and Peter Ettro Fraud
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e) and 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist …
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SEC: Michael Sean Murphy Fraud
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3t8Ku6M via IFTTT
SEC: Shamoon Omer Rafiq, a/k/a Shamoon Rafiq, Omer Rafiq, and Omar Rafiq Charged With Fraud
SEC Charges Recidivist Securities Fraudster with Defrauding Investors. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3bHYw9I via IFTTT
SEC: APEG Energy, GP, Paul W. Haarman and Patrick E. Duke Charged With Fraud
SEC Charges Texas Investment Adviser and Two Executives in Connection with $17 Million Energy Fund Fraud. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3vhMMma via IFTTT
SEC: Kevin R. Kuhnash and Jason P. Jimerson Charged With Fraud
Former CEO of Plastics Manufacturer Sentenced in Fraud Case. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3vgF6Re via IFTTT
SEC Investigations 