SEC Charges Investment Advisers with Cherry Picking, Obtains Asset Freeze. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3gRLwje via IFTTT
SEC: Guggenheim Securities, LLC Fraud
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/35JgVz1 …
SEC: Loci, Inc. and John Wise Fraud
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from …
SEC: Mark A. Miller Charged With Fraud
SEC Charges Minnesota Man with Running a Pump-And-Dump Scheme. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3wLLlwC via IFTTT
SEC: Covia Holdings Corp. and Fairmount Santrol Holdings Inc. Now Known as Bison Merger Sub I, LLC Fraud
Order Appointing Fund Administrator and Setting Administrator's Bond Amount. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3iYh1uw via IFTTT
SEC: Unikrn, Inc. Fraud
Extension Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3zzytvn via IFTTT
SEC: Scott A. Doak Fraud
Notice of Proposed Plan of Distribution and Opportunity for Comment. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3iSS6Zl via IFTTT
SEC: REACH Genetics, Inc. Fraud
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3iOH3k4 via IFTTT
SEC: Anthony Nicolosi (f/k/a Anthony Peluso) Fraud
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3wywJAG via IFTTT
SEC: Ali Asif Hamid, Michael Gietz, and Cristine Page a/k/a Cristina Page Charged With Fraud
SEC Charges Additional Defendants in $30 Million Ico Fraud. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/35mlYFF via IFTTT
SEC Investigations 