Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3jJeTWy via IFTTT
SEC: Sica Wealth Management, LLC and Jeffrey C. Sica Fraud
Extension Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3jqao2O via IFTTT
SEC: Kimberly D. Butler, Prosperity Economics Partners, LLC and Partners for Prosperity, LLC Fraud
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions …
SEC: Robinhood Financial, LLC Fraud
Order Approving Plan of Distribution. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3jxqmYS via IFTTT
SEC: Blockchain Credit Partners d/b/a DeFi Money Market, Gregory Keough and Derek Acree Fraud
Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative …
SEC: Oleksandr Ieremenko, Sungjin Cho, David Kwon, Igor Sabodakha, Victoria Vorochek, Ivan Olefir, Andrey Sarafanov, Capyield Systems Ltd., Spirit Trade Ltd. Charged With Fraud
SEC Obtains Default Judgment Against Hacker and Trader in Edgar Hacking Case. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/37nW2uo via IFTTT
SEC: Uulala, Inc., Oscar Garcia, and Matthew Loughran Charged With Fraud
SEC Charges Issuer for Conducting Fraudulent and Unregistered Digital Asset Security Offering. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3CrvZAK via IFTTT
SEC: Wendan Bao, et al. Fraud
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease- …
SEC: National Beverage Corp. Fraud
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3CiVoMI via IFTTT
SEC: Spartan Securities Group, Ltd., et al. Charged With Fraud
Jury Finds Broker-Dealer, Transfer Agent and Two Key Principals Liable in Microcap Shell Factory Fraud. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3CerysT via IFTTT
SEC Investigations 