Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3knncIx via IFTTT
SEC: United States Commodity Funds LLC and United States Oil Fund, LP Fraud
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3klrAb7 via IFTTT
SEC: Swapnil J. Rege and SwapStar Capital, LLC Charged With Fraud
Court Orders Asset Freeze and Other Preliminary Relief Against Recidivist and Barred Investment Adviser and His Firm. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3CZUfJR via IFTTT
SEC: Gregory Lemelson, Lemelson Capital Management, LLC, and The Amvona Fund Charged With Fraud
SEC Wins Jury Trial: Hedge Fund Adviser Liable for Securities Fraud. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3mSXa1x via IFTTT
SEC: Joseph A. Cammarata, et al. Charged With Fraud
SEC Obtains Emergency Relief in Case Charging Claims Aggregator and Principals with Multi-Million Dollar Fraud. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3woBAVU via IFTTT
SEC: Ryan Maasen Fraud
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3wrT9nR via IFTTT
SEC: Steven F. Muntin Charged With Fraud
SEC Charges Michigan Investment Adviser with Fraud. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from SEC.gov Updates: Litigation Releases https://ift.tt/3q9t63G via IFTTT
SEC: BlueCrest Capital Management Limited Fraud
Notice of Proposed Plan of Distribution and Opportunity for Comment . Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3GNoO7Q via IFTTT
SEC: S&P Dow Jones Indices LLC Fraud
Order Appointing Fund Administrator and Setting Administrator's Bond Amount. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3bFhRr6 via IFTTT
SEC: Elaine A. Dowling, Esq. Fraud
Order Making Findings, and Imposing Remedial Sanctions Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e)(1)(Ii) of the Commission's Rules of Practice. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3q09Bud via IFTTT
SEC Investigations 