SEC: Scott Eugene Bachman Fraud

Order Approving Plan of Distribution. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/oIt36w7 via IFTTT

SEC: General Electric Company Fraud

Notice of Proposed Plan of Distribution and Opportunity for Comment. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/m0PhtRA via IFTTT

SEC: Sica Wealth Management, LLC and Jeffrey C. Sica Fraud

Second Extension Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/A1YspXt via IFTTT

SEC: Marguerite Cassandra Toroian and Bell Rock Capital, LLC Charged With Fraud

SEC Charges Delaware-Based Investment Adviser and Its Principal with Conducting a Fraudulent "Cherry-Picking" Scheme. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/2WUxMmE via IFTTT

SEC: Paul M. Godfrey, Jr. Fraud

Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order. Leave a like and a comment on the …

Continue reading "SEC: Paul M. Godfrey, Jr. Fraud"

SEC: Susan Woo, CPA Fraud

Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Responsible for the Preparation or Review of Financial Statements Required to Be Filed with the Commission. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative …

Continue reading "SEC: Susan Woo, CPA Fraud"

SEC: Ameritas Advisory Services, LLC Fraud

Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/qmn34sh …

Continue reading "SEC: Ameritas Advisory Services, LLC Fraud"

SEC: Laurence I. Balter d/b/a Oracle Investment Research Fraud

Order Extending Time to Enter an Order Approving or Disapproving Plan of Distribution. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/E1n72Yz via IFTTT