Order Fixing Time and Place of Public Hearings and Instituting Administrative Proceedings Pursuant to Section 8(d) of the Securities Act of 1933. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/eklJGz0 via IFTTT
SEC: Centaurus Diamond Technologies, Inc. Fraud
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Centaurus Diamond Technologies, Inc.. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/Mql6ekx via IFTTT
SEC: The American Energy Group, Ltd. Fraud
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to the American Energy Group, Ltd.. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/gwljTa2 via IFTTT
SEC: Jason Jianxun Tang, CPA Fraud
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, and Notice of Hearing. Leave a like and a comment on the blog to spread the …
SEC: GEL Direct Trust, GEL Direct, LLC, Jeffrey K. Galvani, and Stuart A. Jeffery Charged With Fraud
SEC Charges Unregistered Brokers That Facilitated More Than $1.2 Billion in Primarily Penny Stock Trades. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/wU7A3gl via IFTTT
SEC: Weatherford International Plc, et al. Fraud
Notice of Proposed Plan of Distribution and Opportunity for Comment. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/EPyIHq7 via IFTTT
SEC: Charles Rustin Holzer, Fernando Motta Moraes Charged With Fraud
SEC Obtains Final Judgments Against Two Family Office Executives Charged with Insider Trading. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/89evCWO via IFTTT
SEC: Northern Trust Hedge Fund Services LLC and Northern Trust Global Fund Services Cayman Limited Fraud
Order Approving Plan Of Distribution And Directing Transfer Of Fair Fund. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/URhsyx6 via IFTTT
SEC: Cozad Asset Management Fraud
Order Authorizing The Transfer To The U.s. Treasury Of The Remaining Funds And Any Funds Returned to the Fair Fund In the Future And Terminating The Fair Fund. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/6bUjv5r via …
SEC: S&P Global Ratings Fraud
Order Instituting Administrative and Cease-and-desist Proceedings Pursuant To Sections 15e(D) and 21c Of The Securities Exchange Act Of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-desist Order. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/3DWxVgJ …
SEC Investigations 