Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/N9lPiFh via IFTTT
SEC: Bobby Peavler and William Eric Meek Charged With Fraud
SEC Obtains Judgment After Executives Settle Case Alleging an Inflated Truck Pricing Scheme. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/L2jZuCQ via IFTTT
SEC: William Eric Meek Fraud
Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/ltSnQwX via IFTTT
SEC: Bobby Peavler Fraud
Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/SWwV7DC via IFTTT
SEC: James Fitts, CPA Fraud
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order. Leave a like and a comment on the blog to spread the word of this case. …
SEC: Alexander Capital, L.P. Fraud
Order Consolidating Fair Funds. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/RQ4aq8J via IFTTT
SEC: Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard, Civ. Action Charged With Fraud
SEC Obtains Over $1 Million Final Judgment Against Three Individuals in Microcap Fraud Scheme Targeting Retail Investors. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/tPZNxzh via IFTTT
SEC: Darren L. Ofsink Fraud
Order Instituting Public Administrative Proceedings, Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/IpyaJxE via IFTTT
SEC: Joseph Kirkland Fraud
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative …
SEC: Roberto Mejill-Tellado Fraud
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/vawWmRV via IFTTT
SEC Investigations 