SEC Obtains Final Judgment Against Microcap Stock Promoter. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/04tua3r via IFTTT
SEC: Ganesh H. Betanabhatla Fraud
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/hRizmH0 via IFTTT
SEC: Vania May Bell Fraud
Order Instituting Administrative Proceedings Pursuant to Section 203(F) of the Investment Advisers Act of 1940 and Notice of Hearing. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/T06ySij via IFTTT
SEC: Barclays PLC and Barclays Bank PLC Fraud
Order Appointing Tax Administrator. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/fpYwgtN via IFTTT
SEC: Legend Venture Partners LLC Charged With Fraud
SEC Obtains Appointment of a Receiver in Pre-Ipo Stock Fraud Scheme by Unregistered Broker-Dealer. Don't forget to follow the blog to get the latest in SEC news. And remember, be safe out there! from https://ift.tt/6oKwaTv via IFTTT
SEC: Merrill Lynch, et al. Fraud
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 203(e) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and Cease-and-Desist Orders. Leave a like and a comment on the blog to spread the word of this case. How …
SEC: James Wayne Long Fraud
Order Instituting Proceedings Settled. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/0uj4oI1 via IFTTT
SEC: Matthew William Wheeler Fraud
Order Instituting Proceedings Settled. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/yMm1dQq via IFTTT
SEC: EZTD Inc. Fraud
Order Approving Plan of Distribution. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/2eGbNvK via IFTTT
SEC: Unikrn Inc. Fraud
Order Extending Time to Enter an Order Approving or Disapproving Plan of Distribution. Leave a like and a comment on the blog to spread the word of this case. How bad was it? from SEC.gov Updates: Administrative Proceedings https://ift.tt/NuAwLo5 via IFTTT
SEC Investigations 