SEC: Merrill Lynch, et al. Fraud

Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 203(e) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and Cease-and-Desist Orders. Leave a like and a comment on the blog to spread the word of this case. How bad was it?

from SEC.gov Updates: Administrative Proceedings https://ift.tt/FYyKEhQ
via IFTTT

Leave a comment