SEC Charges Sica Wealth Management, LLC and Jeffrey C. Sica

Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

from SEC.gov Updates: Administrative Proceedings https://ift.tt/2HXU4Ef
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